| 16-00512 | 07/24/2017 | Claimant(s): John Keck, Kathleen Keck
Claimant Lawyers(s): Patrick J. Crank
Respondent(s): Bryan Pedersen, Jacqueline Georgio Westover, Paul Howard, RBC Capital Markets LLC
Respondent Lawyers(s): Adrian P. Castro, John S. Lutz
Arbitrator(s): Larry D. Hayden, Richard Djokic, Thomas R. Bromberg
Hearing Site: Cheyenne, WY
|  | $559,612 |
| 11-04494 | 12/24/2013 | Claimant(s): Steven Kolow
Claimant Lawyers(s): David E. Robbins
Respondent(s): Anthony Ottimo, Shazash Hossain, EKN Financial Services Inc.
Respondent Lawyers(s): Anthony Ottimo, Shazash Hossain, Thomas Giugliano
Arbitrator(s): Larry D. Hayden, Ronald G. Guida, Mary C. Davis
Hearing Site: Denver, CO
| | $932,500 |
| 11-02325 | 08/30/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Trimbach
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Larry D. Hayden, Charles G. Michaels, Ronald L. Lantz
Hearing Site: Denver, CO
| | |
| 09-05196 | 11/19/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): John Lutz
Respondent(s): George Garro, Jon Metzger, SMH Capital Inc.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Larry D. Hayden, Luis D. Rovira, David L. Erickson
Hearing Site: Denver, CO
| | |
| 08-02048 | 07/21/2009 | Claimant(s): Carol Ruch
Claimant Lawyers(s): Thomas L. Krebs
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Larry D. Hayden, Thaddeus J. Tecza, John A. Criswell
Hearing Site: Denver, CO
| | $0 |
| 07-03083 | 08/12/2008 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Anthony Russo
Respondent Lawyers(s): Anthony Russo
Arbitrator(s): Larry D. Hayden
Hearing Site: Denver, CO
| | |
