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FINRA Awards for Lawrence Fawcett

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0257703/16/2022Claimant(s): John Eversgerd, Viktor Prozapas, Ettinger Family Trust
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lawrence Fawcett, Shawn Burns
Respondent Lawyers(s): Lawrence John Fawcett, Shawn Evan Burns
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
Checkmark Icon$732,617
21-0230212/02/2021Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
Checkmark Icon$0
20-0357706/22/2021Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
Checkmark Icon$0
20-0073609/28/2020Claimant(s): Michael Willey
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID
Checkmark Icon$36,088
15-0057008/15/2016Claimant(s): David Knowles
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Gary Weiss, Lawrence Fawcett, Thomas Diamante, Salomon Whitney Financial
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Edward L. Roth, Jason C. Blackford, Thomas R. Skulina
Hearing Site: Cleveland, OH
Checkmark IconStipulated Award

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