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FINRA Awards for Robert Caswell

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0056301/10/2022Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Bruce Boyle, Lawrence Zelin, Thomas Diamante
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
Checkmark IconExpungement
21-0230212/02/2021Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
Checkmark Icon$0
20-0357706/22/2021Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
Checkmark Icon$0

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