| 17-00688 | 01/06/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): William Hood
Respondent Lawyers(s): Kevin S. Reed
Arbitrator(s): Kenneth Diamond, Anna M. Fanelli, Robert E. Anderson
Hearing Site: New York, NY
| | |
| 16-01299 | 08/21/2017 | Claimant(s): Harvey Lambert, Lisa Lambert
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Kenneth Diamond, Sandra Gale Behrle, Ivan W. Harper
Hearing Site: New York, NY
|  | $0 |
| 09-06358 | 11/16/2011 | Claimant(s): Robert and Virginia Russiello, JTWROS, Virginia Russiello Rollover IRA
Claimant Lawyers(s): Mike Amad
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Brian Ken Kawakami, Kenneth Diamond, Lowell D. Johnston
Hearing Site: New York, NY
| | Expungement |
| 08-04357 | 11/03/2010 | Claimant(s): Steven Edelson and Ellen Edelson
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Kenneth Diamond, Cecilia B. Loving, Thomas D. Giordano
Hearing Site: New York, NY
| | $529,688 |
| 09-00618 | 11/04/2009 | Claimant(s): Joseph Mattia
Claimant Lawyers(s): Adam D. Mitzner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia A. Tsipras
Arbitrator(s): Thomas Caiaffa, Kenneth Diamond, Abigail J. Pessen
Hearing Site: New York, NY
| | |
| 07-00168 | 03/28/2008 | Claimant(s): Fatima Belaid
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Jeffrey Halpert, The Jeffrey Matthews Financial Grp LLC
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Kenneth Diamond
Hearing Site: New York, NY
| | $0 |
