| 16-00350 | 02/24/2017 | Claimant(s): Dennis Harlow
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Brian Hagerman, John Matthews, Niaz Elmazi
Respondent Lawyers(s): Brian Joseph Hagerman, Niaz Elmazi, Ronald S. Herzog
Arbitrator(s): William L. Cravens, Michael A. Kleinman, Elizabeth Sharp Lynch
Hearing Site: Kansas City, MO
|  | $298,737 |
| 13-01957 | 04/18/2016 | Claimant(s): The Children's Mercy Hospital
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Murray S. Levin, Michael A. Kleinman, Dennis Shrewsbury
Hearing Site: Kansas City, MO
| | $0 |
| 11-03993 | 10/17/2012 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Todd Hallquist
Respondent Lawyers(s): Gordon D. Gee
Arbitrator(s): Joseph D. Sheppard, Michael A. Rzewnicki, Michael A. Kleinman
Hearing Site: Kansas City, MO
| | |
| 09-02518 | 05/28/2010 | Claimant(s): Elizabeth Austin, Elizabeth O. Austin Trust
Claimant Lawyers(s): John J. Miller
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): John D. Perry
Arbitrator(s): Murray S. Levin, Joseph M. Rebein, Michael A. Kleinman
Hearing Site: Kansas City, MO
| | $0 |
| 08-00472 | 08/06/2009 | Claimant(s): Donald Halfmann, Patricia Halfmann
Claimant Lawyers(s): John J. Miller
Respondent(s): VFinance Investments.
Respondent Lawyers(s): Adam H. Smith
Arbitrator(s): Michael D. Fitzgerald, Michael A. Kleinman, Robert John McElwain
Hearing Site: Kansas City, MO
| | $759,800 |
| 06-01350 | 11/27/2007 | Claimant(s): Barbara Kesterson
Claimant Lawyers(s): John L. Hampton
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen Dedenbach
Arbitrator(s): David A. Nixon, James A. Hayes, Michael A. Kleinman
Hearing Site: Kansas City, MO
| | |
