14-01003 | 10/13/2015 | Claimant(s): John Mitsinikos, CKJ Investment Co. Limited Partnership Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): National Securities Corporation, VFinance Investments. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Barth Satuloff, Don R. Harris, Marvin S. Lava Hearing Site: Boca Raton, FL
| | Expungement |
09-03716 | 11/12/2009 | Claimant(s): David Feuer, Susan Feuer, D. Feuer DDS PST & 401K Plan U/A 7/1/03, D. Feuer DDS PST & 401K Plan, U/A 7/13/7, David D. Feuer Trust U/A 11/29/96 Claimant Lawyers(s): Marc S. Dobin Respondent(s): VFinance Investments. Respondent Lawyers(s): Patrick L. Hilton Arbitrator(s): Marie G. Peterson Hearing Site: Boca Raton, FL
| | |
08-00472 | 08/06/2009 | Claimant(s): Donald Halfmann, Patricia Halfmann Claimant Lawyers(s): John J. Miller Respondent(s): VFinance Investments. Respondent Lawyers(s): Adam H. Smith Arbitrator(s): Michael D. Fitzgerald, Michael A. Kleinman, Robert John McElwain Hearing Site: Kansas City, MO
| | $759,800 |
05-03086 | 08/01/2007 | Claimant(s): Polina Tertyshnaya, Alexander Tertyshny Claimant Lawyers(s): Brian Kennedy Respondent(s): VFinance Investments. Respondent Lawyers(s): Adam H. Smith Arbitrator(s): John W. Lear, Russell Stine Heckler, Jerry G. Kos Hearing Site: Philadelphia, PA
| | $0 |