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FINRA Awards for Jerry G. Kos

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0136204/05/2019Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K Wells
Respondent(s): Bruce Cooke
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Doris J. Dabrowski, Jerry G. Kos, Richard D. Mellinger
Hearing Site: Philadelphia, PA
09-0395412/15/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Thomas Pie
Respondent Lawyers(s): Thomas More Pie
Arbitrator(s): Jerry G. Kos
Hearing Site: Pittsburgh, PA
05-0308608/01/2007Claimant(s): Polina Tertyshnaya, Alexander Tertyshny
Claimant Lawyers(s): Brian Kennedy
Respondent(s): VFinance Investments.
Respondent Lawyers(s): Adam H. Smith
Arbitrator(s): John W. Lear, Russell Stine Heckler, Jerry G. Kos
Hearing Site: Philadelphia, PA
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