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FINRA Awards for Bruce Cooke

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0136204/05/2019Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K Wells
Respondent(s): Bruce Cooke
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Doris J. Dabrowski, Jerry G. Kos, Richard D. Mellinger
Hearing Site: Philadelphia, PA
07-0163601/16/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Bruce Cooke
Respondent Lawyers(s): John F. Marsini
Arbitrator(s): Allen B. Lang
Hearing Site: Philadelphia, PA

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