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FINRA Awards for Karl E. Hahn

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0262302/12/2013Claimant(s): Michael Myers, Susan Myers, Michael F. Myers MA Trust dtd 10/23/08, Michael F. Myers MA Trust dtd 12/3/08, Susan K. Myers Living Trust dtd 1/8/01, Susan Myers MA Trust dtd 7/11/08
Claimant Lawyers(s): Charles N. Freiberg
Respondent(s): Deutsche Bank Securities., Oppenheimer & Co.., Karl Hahn
Respondent Lawyers(s): Allan N. Taffet, Karl E. Hahn, Philip A. McLeod
Arbitrator(s): Linda M. Deola, Jonathan H. Krotinger, Susan J. Alexander
Hearing Site: San Francisco, CA
Checkmark Icon$934,193
11-0095003/21/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Karl Hahn
Respondent Lawyers(s): Karl E. Hahn
Arbitrator(s): Mary C. Kelleher
Hearing Site: Manchester, NH

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