| 20-01385 | 07/16/2021 | Claimant(s): James Meeker, Dorothy Lorentzen Trust, James Meeker Discretionary Trust
Claimant Lawyers(s): Judd R. Spray
Respondent(s): Jeffrey Sullivan, Steven Ayer, HighTower Advisors, Hightower Securities
Respondent Lawyers(s): Meghan E. Flinn
Arbitrator(s): Sandra D. Parker, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
|  | $425 |
| 10-00757 | 04/23/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Jeffrey Sullivan, John Lang, Peter Lang, Roman Ciosek, Steven Ayer, Hightower Securities
Respondent Lawyers(s): Sharron Ash
Arbitrator(s): Richard S. Peskin, William P. Laino, Steven J. Brill
Hearing Site: New York, NY
| | |
| 08-02543 | 06/23/2009 | Claimant(s): David R. Smith Revocable Trust
Claimant Lawyers(s): Peter H. Love
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Frederick Michael Switzer, John Bruce Witwer, Jeffrey N. Sullivan
Hearing Site: St. Louis, MO
| | $0 |
