Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
20-01385 | 07/16/2021 | Claimant(s): James Meeker, Dorothy Lorentzen Trust, James Meeker Discretionary Trust Claimant Lawyers(s): Judd R. Spray Respondent(s): Jeffrey Sullivan, Steven Ayer, HighTower Advisors, Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Sandra D. Parker, Paul Bennett Marrow, Brian John Gallagher Hearing Site: New York, NY | $425 | |
20-02967 | 04/06/2021 | Claimant(s): James Young Claimant Lawyers(s): Robert Moses Respondent(s): Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |