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FINRA Awards for Kevin J. Dalton

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0122303/29/2017Claimant(s): Richard White
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Kevin J. Dalton
Arbitrator(s): Robert H. Putnam, David M. Levine, William Finley Hamel
Hearing Site: Charlotte, NC

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