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FINRA Awards for Veravest Investments.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0016209/07/2023Claimant(s): Joseph Ferron
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): FFP Securities., Veravest Investments.
Respondent Lawyers(s): Donna Lawson, Mark H. Stepakoff
Arbitrator(s): Lewis S. Kurlantzick, Michael A. Orticelle, John Thomas Shaban
Hearing Site: Hartford, CT
20-0081111/09/2020Claimant(s): Frank Bain, Mark Bain
Claimant Lawyers(s): Matt Wolper
Respondent(s): Veravest Investments., Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis, Mark H. Stepakoff
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
03-0868806/10/2008Claimant(s): Jordan Gates
Claimant Lawyers(s): Michael C. Lewton
Respondent(s): Allmerica Financial Corporation, Allmerica Financial Life Ins & Annuity, Allmerica Investment Management Co., Veravest Investment Advisors., Veravest Investments.
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): William J. Chambers, James John Jurinski, Christopher C. S. Blattner
Hearing Site: Portland, OR

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