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FINRA Awards for FFP Securities.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0016209/07/2023Claimant(s): Joseph Ferron
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): FFP Securities., Veravest Investments.
Respondent Lawyers(s): Donna Lawson, Mark H. Stepakoff
Arbitrator(s): Lewis S. Kurlantzick, Michael A. Orticelle, John Thomas Shaban
Hearing Site: Hartford, CT
22-0083006/22/2023Claimant(s): Donald Baxter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FFP Securities., Primeline Securities Corp., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, Fred F. Liebau, Jeremy Wooden
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Wichita, KS
09-0144702/19/2010Claimant(s): Annette Hines
Claimant Lawyers(s): Lee Bowie
Respondent(s): Ladd Grapski, FFP Securities., First Allied Securities.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Clayton J. Borne
Hearing Site: Jackson, MS
Checkmark Icon$26,150
08-0130501/23/2009Claimant(s): John Blanchette
Claimant Lawyers(s): John T. Blanchette
Respondent(s): FFP Securities.
Respondent Lawyers(s): Jessica F. Longobardi
Arbitrator(s): Hugh C. Durbin
Hearing Site: Louisville, KY

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