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FINRA Awards for Bruce Katz

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0387005/01/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ciana Williams
Respondent(s): Bruce Katz
Respondent Lawyers(s): Bruce Benjamin Katz
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
09-0456606/25/2010Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Burlington
Respondent(s): Bruce Katz
Respondent Lawyers(s): Bruce Benjamin Katz
Arbitrator(s): Melvyn L. Klusky, Cheryl Feldman, Jean C. Black
Hearing Site: New York, NY

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