| 16-03464 | 09/21/2018 | Claimant(s): Bart Tarulli
Claimant Lawyers(s): Bart Tarulli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Jean C. Black, Ellyn S. Roth, Albert Rizzo
Hearing Site: New York, NY
| | |
| 11-03815 | 03/27/2015 | Claimant(s): Walrus Master Fund Limited
Claimant Lawyers(s): Michael S. Schlesinger
Respondent(s): Goldman, Sachs and Company, Goldman Sachs Execution & Clearing, L.P.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Boyd H. Scheff, Jean C. Black, David J. Weisenfeld
Hearing Site: New York, NY
|  | $0 |
| 09-04566 | 06/25/2010 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Burlington
Respondent(s): Bruce Katz
Respondent Lawyers(s): Bruce Benjamin Katz
Arbitrator(s): Melvyn L. Klusky, Cheryl Feldman, Jean C. Black
Hearing Site: New York, NY
| | |
| 07-01665 | 01/28/2008 | Claimant(s): Cowen and Company
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Paul Balser
Respondent Lawyers(s): Eric J. Grannis
Arbitrator(s): Michael P. Golden, Douglas F. Stone, Jean C. Black
Hearing Site: New York, NY
| | |
| 04-01174 | 09/26/2007 | Claimant(s): Kenneth Moskowitz, Leonard Moskowitz
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): James Odorczuk, Lehman Brothers Inc, Todd Rubsamen
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Gerry E. Feinberg, Saul Scheier, Jean C. Black
Hearing Site: New York, NY
| | Expungement |
