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FINRA Awards for Mark Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0375603/14/2020Claimant(s): Daniel Jakuta, David Heide, John Golen, Mark Anderson
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Mark L Miller, Arne R. Rode, Alfonso Cobb
Hearing Site: Chicago, IL
13-0126506/12/2015Claimant(s): Dale Christensen, Diane Anderson, James Davenport, Janice Davenport, Marilyn Christensen, Mark Anderson, Michael Anderson, Susan Anderson, John McCaleb IRA, Apollo Co 401K Plan, Randall Holleyman 2007 Living Trust, Snedegar Childrens Trust
Claimant Lawyers(s): Denielle Williams, Randall K. Calvert
Respondent(s): John Eugster, John Galinsky, Matrix Capital Group.
Respondent Lawyers(s): F. Chet Taylor, Rose M. Schindler
Arbitrator(s): Deana S. Peck, Janice L. Sperow, Donald Dreyfus
Hearing Site: Phoenix, AZ
Checkmark Icon$1,537,600

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