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FINRA Awards for Michael James Barton

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0344512/22/2021Claimant(s): Joel Barton, Suzanne Fisk, Estate of Joel R. Barton Jr.
Claimant Lawyers(s): William J. Garrison
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Putz
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Daniel J. Pagnano, Jeffrey R. Pendergraft, Michael James Barton
Hearing Site: Houston, TX
Checkmark IconExpungement

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