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FINRA Awards for Memorial Rock Investments L.P.

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0379803/24/2022Claimant(s): B. Bryant, Memorial Rock Investments L.P.
Claimant Lawyers(s): Lance C. Arney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Daniel J. Pagnano, Elena DiIorio, Bartlett Michael Sheinberg
Hearing Site: Houston, TX
Checkmark Icon$1,184,210

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