FINRA Awards for Matt Winterhalter

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02874	05/24/2024	Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL
23-02529	03/14/2024	Claimant(s): Peter Blok Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman, Leo J. Karwejna, Thomas R Nathan Hearing Site: Philadelphia, PA
22-02848	09/01/2023	Claimant(s): William Young Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Grove Point Investments, United Brokerage Services Respondent Lawyers(s): Matt Winterhalter, Michael Earl Arbitrator(s): Kurt Matthew Schwartz, Michael James Malone, Clinton Barkdoll Hearing Site: Washington, DC
21-00546	10/15/2021	Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE
20-03073	03/25/2021	Claimant(s): Robert Mabe Claimant Lawyers(s): Brian Luther Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX
20-02140	03/24/2021	Claimant(s): Scott Wetherbee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
20-01381	11/19/2020	Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Hearing Site: Wilmington, DE
20-00421	08/19/2020	Claimant(s): Katie Buck Claimant Lawyers(s): Harris Freedman Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI