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FINRA Awards for Naveen K. Bhagwani

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0286111/24/2015Claimant(s): Narinder Grewal, Pritpal Grewal, Shannon Grewal, Yuvraj Grewal, Narinder S. Grewal,MD Defined Benefit
Claimant Lawyers(s): Anthony L. Vitullo, Austin H. England
Respondent(s): Naveen Bhagwani, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Naveen K. Bhagwani, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Laurent C. Vonderweidt, Steven J. Feldman, Robert Dean McKinley
Hearing Site: Los Angeles, CA
Checkmark Icon$1,889,260
11-0097305/04/2012Claimant(s): Chhaganbhai Patel, Jashuben Patel
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Naveen Bhagwani, Shondeep Balchandani
Respondent Lawyers(s): Naveen K. Bhagwani, Shondeep Sajan Balchandani
Arbitrator(s): Bill Swinford, Bernard D. Leachman, William Phillip Emrick
Hearing Site: Louisville, KY
Checkmark Icon$1,027,600

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