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FINRA Awards for Ashok Rao

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0189009/22/2014Claimant(s): Ashok Rao
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Ivan Angulo, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Angulo, Niyukt R. Bhasin, Niyukt Raghu Bhasin
Arbitrator(s): Steven J. Feldman, Adam Michael Porter, Alan Bert Nishimura
Hearing Site: Los Angeles, CA
Checkmark Icon$128,000

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