Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00387 | 01/03/2023 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David Jacobs Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo Hearing Site: New York, NY | ||
| 07-03583 | 03/09/2010 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Gregory Tendrich Respondent(s): Brad Nussbaum Respondent Lawyers(s): Brad N. Nussbaum Arbitrator(s): Harry D. Frisch Hearing Site: Newark, NJ | ||
| 06-01430 | 10/26/2007 | Claimant(s): Anthony Tango Claimant Lawyers(s): Mitchell H. Cobert Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Harry D. Frisch, Joseph B. Russell, Howard W. Hirschhorn Hearing Site: Newark, NJ | ||
| 04-07111 | 10/10/2007 | Claimant(s): Michael Distefano Claimant Lawyers(s): Brian J. Neville Respondent(s): David Chepauskas, Summit Equities. Respondent Lawyers(s): David A. Gehn Arbitrator(s): Harry D. Frisch, Anthony P. Connolly, Joseph F. Kelley Hearing Site: Newark, NJ |  | Stipulated Award and Expungement |