| 18-00556 | 03/05/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Edward Swigert
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin
Hearing Site: Los Angeles, CA
| | |
| 17-00581 | 03/27/2018 | Claimant(s): Mihail Naumovski
Claimant Lawyers(s): Marc D. Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Sheldon M. Jaffe, W. Scott Bowersock, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 08-02820 | 06/12/2009 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Robert Whidden
Respondent Lawyers(s): Allan Bloom
Arbitrator(s): Sheldon M. Jaffe, Michael D. Harrison, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | |
| 04-00393 | 04/23/2008 | Claimant(s): Peter Grymkowski
Claimant Lawyers(s): Bryan C. Altman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Sheldon M. Jaffe, Arthur F. Brueggeman, W. Alex King
Hearing Site: Los Angeles, CA
|  | $31,000 |
