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FINRA Awards for Jeffrey Raphael

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0391211/22/2019Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jeffrey Raphael
Respondent Lawyers(s): Robert L. Herkovits
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY

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