Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02932 | 09/15/2022 | Claimant(s): Rocky Wuyan, Ting Ma, Rocky Wuyan IRA, Ting Ma IRA, Wuyan Family Irrevocable Trust 11/6/12 Claimant Lawyers(s): Eric S. Pruitt Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Kathy A. Tatone, John William Kenesey, Mark W Solock Hearing Site: Chicago, IL |  | $186,963 |
| 18-04198 | 03/03/2022 | Claimant(s): Jefferies Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Patrick Cunningham Respondent Lawyers(s): Patrick F. Moran Arbitrator(s): Jonathan B. Gilbert, Jonah J. Orlofsky, John William Kenesey Hearing Site: Chicago, IL |