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FINRA Awards for Kevin B. Naughten

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0122903/17/2020Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jonathan Moneypenny
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Howard L. Sobel, Kevin B. Naughten, Eric Zaidins
Hearing Site: New York, NY

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