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FINRA Awards for Jerome J. Brault

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0391108/02/2010Claimant(s): Linda Whitesell
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Bruce Biedar, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Jerome J. Brault, Lee H. Goodman, Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement
07-0114803/17/2008Claimant(s): Mary Schilling
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Jerome J. Brault, John W. Jerak, Steven H. Vogel
Hearing Site: Chicago, IL
Checkmark Icon$0

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