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FINRA Awards for Christopher B. Farley

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0046505/07/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Farley
Respondent Lawyers(s): Christopher B. Farley
Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon
Hearing Site: Chicago, IL

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