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FINRA Awards for James Andrew Heilgeist

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0197609/12/2018Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Heilgeist
Respondent Lawyers(s): James Andrew Heilgeist
Arbitrator(s): Stuart D. Summers, Susanne J. Hollander, Carol Rivers
Hearing Site: Chicago, IL

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