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FINRA Awards for Reliance Worldwide Investments

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0289903/26/2020Claimant(s): Louis Stough, Martin Guerra
Claimant Lawyers(s): James A. McGovern
Respondent(s): Reliance Worldwide Investments
Respondent Lawyers(s): Barry F. MacEntee
Arbitrator(s): Peter Ordower, Stuart D. Summers, Scott Hartnett Godish
Hearing Site: Chicago, IL

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