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FINRA Awards for John C. Nielsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0226410/12/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Matthew P. Fischer
Respondent(s): John Nielsen
Respondent Lawyers(s): John C. Nielsen
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ

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