| 11-03618 | 07/08/2013 | Claimant(s): Sandra Meisenzahl, Leonard B. Meisenzahl Trust, Sandra Meisenzahl Revocable Living Trust
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): Gerald Fasanella, Mutual Service Corporation, AIG Financial Advisors., Next Financial Group.
Respondent Lawyers(s): Craig A. Vollono, Fred N. Knopf, Marc S. Dobin, Peter B. King
Arbitrator(s): Steven Gerard Goerke, William Kent Brown, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-03065 | 08/21/2012 | Claimant(s): Louis Kulekofsky, IRA
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Advest.
Respondent Lawyers(s): Bradley B Rounsaville
Arbitrator(s): Linda M. Granata, Lee Alan Rosenblum, Tina Scott Polsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-00051 | 10/14/2011 | Claimant(s): Vfinance Investments
Claimant Lawyers(s): Billy Groeneveld
Respondent(s): Automated Trading Desk Financial Service
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): John M. Eadie, Morton D. Siegel, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
| | |
| 08-04804 | 11/08/2010 | Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 07-03230 | 12/05/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Alfredo Grandal
Respondent Lawyers(s): Jason Lopez
Arbitrator(s): Bernard (Bob) L. Loring, Ralph H. Emer, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
| | |
