Potomac Analytics' Logo

FINRA Awards for Alan J. Foxman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0306508/21/2012Claimant(s): Louis Kulekofsky, IRA
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Advest.
Respondent Lawyers(s): Bradley B Rounsaville
Arbitrator(s): Linda M. Granata, Lee Alan Rosenblum, Tina Scott Polsky
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0535808/25/2010Claimant(s): Mark Kaufman
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Vfinance Investments
Respondent Lawyers(s): James K. Barbee
Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker
Hearing Site: Boca Raton, FL
07-0311811/17/2008Claimant(s): TRB Family Partners, LTD, Tom Boltz MP
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Lawrence Rule, Morgan Keegan & Company.
Respondent Lawyers(s): Alan J. Foxman, Thomas A. Roberts
Arbitrator(s): Laila Asmar Folk, David L. Giertz, Emanuel Goren
Hearing Site: Boca Raton, FL
Checkmark Icon$0

3 Results

Display: