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FINRA Awards for Randi Perry Spallina

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0535808/25/2010Claimant(s): Mark Kaufman
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Vfinance Investments
Respondent Lawyers(s): James K. Barbee
Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker
Hearing Site: Boca Raton, FL
08-0466912/11/2009Claimant(s): Mark Perlman
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): Michael Lau, Charles Hoffman, Randi Perry Spallina
Hearing Site: Boca Raton, FL
Checkmark Icon$43,357

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