| 12-01668 | 07/26/2013 | Claimant(s): Popular Securities.
Claimant Lawyers(s): Eyck O. Lugo-Rivera
Respondent(s): Gustavo del Valle Pagan
Respondent Lawyers(s): Anibal Lugo-Miranda
Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
| | |
| 12-02646 | 03/07/2013 | Claimant(s): Alfonso Boneta
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz
Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz
Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff
Hearing Site: San Juan, PR
| | Expungement |
| 10-01816 | 11/26/2012 | Claimant(s): Carolyn Gilson
Claimant Lawyers(s): Jonathan Etra
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Daniel P. Lund
Hearing Site: Miami, FL
|  | $367,055 |
| 10-05360 | 09/12/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Steven E. Eisenberg
Hearing Site: Ft. Lauderdale, FL
| | |
| 10-03663 | 05/04/2012 | Claimant(s): Jose Flores
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities of Puerto Rico., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto Quinones
Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 10-00009 | 03/03/2011 | Claimant(s): Jeffrey S. Lieberman & Marisel Lieberman
Claimant Lawyers(s): Barbara J. Riesberg
Respondent(s): Julio Almeyda, Morgan Keegan & Company.
Respondent Lawyers(s): Reva D. Campbell
Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, David M. Levine
Hearing Site: Miami, FL
| | $264,300 |
| 08-02787 | 11/13/2009 | Claimant(s): Jose Delgado, Rolling Shield Parts.
Claimant Lawyers(s): Jezabel Llorente
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard (Bob) L. Loring, Elena G. Rodriguez, Kevin A. Llinas
Hearing Site: Miami, FL
| | $415,481 |
| 08-00380 | 06/17/2009 | Claimant(s): Carol Segal, Fredda Levitt, William Siegel
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): John Devaney, Merrill Lynch Pierce Fenner & Smith Inc., United Capital Markets.
Respondent Lawyers(s): Jason S. Haselkorn, Kim Kane
Arbitrator(s): Bernard (Bob) L. Loring, Norman L. Weiss, Lawrence S. Silver
Hearing Site: Miami, FL
| | Stipulated Award and Expungement |
| 07-03230 | 12/05/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Alfredo Grandal
Respondent Lawyers(s): Jason Lopez
Arbitrator(s): Bernard (Bob) L. Loring, Ralph H. Emer, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
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