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FINRA Awards for Oscar Diaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0264603/07/2013Claimant(s): Alfonso Boneta
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz
Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz
Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff
Hearing Site: San Juan, PR
Expungement

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