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FINRA Awards for William Siegel

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0197212/31/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): William Siegel
Respondent Lawyers(s): William V. Siegel
Arbitrator(s): S. Charles Tabak
Hearing Site: New York, NY
08-0038006/17/2009Claimant(s): Carol Segal, Fredda Levitt, William Siegel
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): John Devaney, Merrill Lynch Pierce Fenner & Smith Inc., United Capital Markets.
Respondent Lawyers(s): Jason S. Haselkorn, Kim Kane
Arbitrator(s): Bernard (Bob) L. Loring, Norman L. Weiss, Lawrence S. Silver
Hearing Site: Miami, FL
Checkmark IconStipulated Award and Expungement

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