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FINRA Awards for William V. Siegel

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0197212/31/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): William Siegel
Respondent Lawyers(s): William V. Siegel
Arbitrator(s): S. Charles Tabak
Hearing Site: New York, NY

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