12-00361 | 06/04/2013 | Claimant(s): Bernetta DeShazior Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Lawrence Cook, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Thomas Czinner, William R. Alheim, Paul Chernis Hearing Site: Miami, FL
| | $187,500 |
10-01077 | 09/27/2012 | Claimant(s): Mayme Davis Claimant Lawyers(s): Peter J. Mougey Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Thomas Czinner, Jon Stanley Spisiak Hearing Site: Boca Raton, FL
| | Expungement |
10-01444 | 04/02/2012 | Claimant(s): Luis Espinosa, Maritza Garcia, Luit Ortiz Espinosa Pension Plan Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): Rafael Rodriguez-Abella, BBVA Securities of Puerto Rico. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Mark C. Perry, Thomas Czinner, Neil J. Berman Hearing Site: San Juan, PR
| | $0 |
08-01683 | 09/30/2011 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): Jason Haselkorn Respondent(s): John Perry, Ronald Perry Respondent Lawyers(s): Jarrod J. Malone Arbitrator(s): Thomas Czinner, Daniel P. Lund, Andrew David Kahng Hearing Site: Boca Raton, FL
| | |
10-01380 | 07/12/2011 | Claimant(s): Eleanor Levine Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Neuberger Berman LLC Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Gloria O. North, Thomas Czinner, Richard Andrew Cahlin Hearing Site: Boca Raton, FL
| | $0 |
08-04804 | 11/08/2010 | Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern Hearing Site: Ft. Lauderdale, FL
| | $0 |
06-01836 | 12/03/2008 | Claimant(s): Charles Beam Claimant Lawyers(s): Seth Huberman Respondent(s): Barry Hixon, Maureen Curto Respondent Lawyers(s): Robert Wayne Pearce Arbitrator(s): John A. Brekka, Thomas Czinner, Stephen L. Littauer Hearing Site: Boca Raton, FL
| | $100,500 |