Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02582 | 01/13/2015 | Claimant(s): Blue Bank International N.V. Claimant Lawyers(s): Ralph M. Stone Respondent(s): Mark Yale, HSBC Securities (USA) Inc. Respondent Lawyers(s): Robert B. Ericson Arbitrator(s): Lawrence S. Silver, Donald Theodore Ryce, Paul Chernis Hearing Site: Miami, FL |  | $3,250,000 |
| 12-00361 | 06/04/2013 | Claimant(s): Bernetta DeShazior Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Lawrence Cook, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Thomas Czinner, William R. Alheim, Paul Chernis Hearing Site: Miami, FL | | $187,500 |
| 08-02620 | 02/01/2010 | Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust Claimant Lawyers(s): Marc S. Dobin Respondent(s): Keith Pagan, Dakota Securities International. Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis Hearing Site: Charlotte, NC | | Expungement |