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FINRA Awards for Bruce Zipper

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0300607/15/2015Claimant(s): Lourdes Santiuste
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Bruce Zipper, Christopher Mcnamee, Dakota Securities International.
Respondent Lawyers(s): Bruce Martin Zipper, Bruce Zipper
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
Checkmark IconStipulated Award
08-0262002/01/2010Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Keith Pagan, Dakota Securities International.
Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf
Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis
Hearing Site: Charlotte, NC
Checkmark IconExpungement

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