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FINRA Awards for Rickey Ray Pate

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0259005/24/2012Claimant(s): Helen Wald, Laureen Arena
Claimant Lawyers(s): Armand Salese
Respondent(s): Wells Fargo Advisors, Stephen Schneider
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): Joe S. Tarrer, Brian L Evans, Rickey Ray Pate
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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