| 10-02590 | 05/24/2012 | Claimant(s): Helen Wald, Laureen Arena
Claimant Lawyers(s): Armand Salese
Respondent(s): Wells Fargo Advisors, Stephen Schneider
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): Joe S. Tarrer, Brian L Evans, Rickey Ray Pate
Hearing Site: Phoenix, AZ
|  | Expungement |
| 10-04979 | 11/28/2011 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): David Allen
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
| | |
| 10-01670 | 09/21/2011 | Claimant(s): Jay Knapp, Reva Knapp, The Knapp Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): James Stark, UBS Financial Services Inc.
Respondent Lawyers(s): Armand Salese, Payne L. Templeton
Arbitrator(s): Katherine M. Harmeyer, James T. Sinyard, Nicholas Jason Enoch
Hearing Site: Phoenix, AZ
| | Expungement |
| 08-01269 | 10/28/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Eric Lansverk
Respondent(s): John Simonson, Kirk Gill
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Richard E. Anderson, Henry L. Dahl, Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | |
| 08-02674 | 06/09/2010 | Claimant(s): Larry Osborne
Claimant Lawyers(s): Armand Salese
Respondent(s): Chase Investment Services Corp., Steven Campbell
Respondent Lawyers(s): Susan M. Benton
Arbitrator(s): George N. Roy, Deborah C. Bernot, Jerome K. Altshuler
Hearing Site: Phoenix, AZ
| | |
| 06-05408 | 07/31/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Andy James
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Richard B. Bequette, George N. Roy, Allan D. Breyer
Hearing Site: Phoenix, AZ
| | |
