17-01417 | 06/22/2018 | Claimant(s): Candida Heffernan, Estate of Thomas Heffernan Claimant Lawyers(s): Deanna Besbekos-LaPage Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Michael J. McNeil, Michael P. Breton, Thomas Joseph Regan Hearing Site: Hartford, CT
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17-00422 | 03/22/2018 | Claimant(s): Hui Liao Claimant Lawyers(s): Hui Z. Liao Respondent(s): Andrew Flessel, Matthew Fraser, Melanie Hart, Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Joshua D. Jones, Kevin W. Clancy Arbitrator(s): Michael J. McNeil, Susan E. Maloney, Peter M Cosel Hearing Site: Boston, MA
| | $0 |
16-03260 | 02/16/2018 | Claimant(s): Brandon Marinelli, Meagan Donahue Claimant Lawyers(s): David B. Cosgrove Respondent(s): LPL Financial LLC Respondent Lawyers(s): Ronald D. Smith Arbitrator(s): Michael J. McNeil, John M. Dasher, Sean Alan D'Amico Hearing Site: Hartford, CT
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10-02609 | 08/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): David Feller, Ian Kerrigan, Michael McNeil Respondent Lawyers(s): John A. Bender, Mitchell J. Albert Arbitrator(s): G. E. Craig Doupe, Richard L. Warner, Peter L. Sill Hearing Site: Seattle, WA
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