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FINRA Awards for Charles Duncan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0048012/03/2018Claimant(s): Charles Duncan
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA

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