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FINRA Awards for Peter G. Neiman

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0339701/11/2019Claimant(s): Ana Bury, Ana Sepulveda, Ernest Bury Sepulveda, John Bury Garcia, John Bury Sepulveda, Mattew Bury Lugo, Patricia Bury Lugo, The Estate of John L. Bury Teasdale
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire, Peter G. Neiman, Roberto C. Quinones
Arbitrator(s): James W. Geiger, Christine L. Stetson, Martin I Jaffe
Hearing Site: San Juan, PR
Checkmark IconExpungement
17-0154212/13/2018Claimant(s): Betty Faigenblat, Mark Faigenblat, MBF (PR), MFB Corporation, Mark M. Faigenblat Retirement Plan, Fideicomiso Coin, Fideicomiso Mirabelle
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter G. Neiman
Arbitrator(s): Robert S. Zuckerman, Peter B. Loewenberg, John Akroyd
Hearing Site: San Juan, PR
Checkmark Icon$0
15-0177411/04/2016Claimant(s): The AECR Living and Grantor Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Co. of Puerto Rico
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Kenneth R. Starr, George Allen Whitehouse, Sam Gowin
Hearing Site: San Juan, PR
Checkmark Icon$957,797
12-0270606/18/2015Claimant(s): Juan Santiago Gonzalez
Claimant Lawyers(s): Francisco Pujol
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc of PR
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Bernard A. Becker, Monroe Mitchel, Todd M. Saunders
Hearing Site: San Juan, PR
Checkmark Icon$0
12-0328606/11/2014Claimant(s): Federico Hernandez
Claimant Lawyers(s): Harold D. Vicente
Respondent(s): UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Peter G. Neiman
Arbitrator(s): Nancy J. Cliff, Gerald Silverman, John H. Claudy
Hearing Site: San Juan, PR

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