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FINRA Awards for The AECR Living and Grantor Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0177411/04/2016Claimant(s): The AECR Living and Grantor Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Co. of Puerto Rico
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Kenneth R. Starr, George Allen Whitehouse, Sam Gowin
Hearing Site: San Juan, PR
Checkmark Icon$957,797

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