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FINRA Awards for Ben Pivnick

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0312405/16/2013Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Ben Pivnick, Ben Pivnick as trustee Revocable Living
Respondent Lawyers(s): Ben Pivnick
Arbitrator(s): Mary H. Cory, Marie G. Peterson, Harold S. Stern
Hearing Site: Boca Raton, FL
Expungement
09-0624607/19/2011Claimant(s): Ben Pivnick, The Ben Pivnick Revocable Living Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James W. Geiger, Eugene D. Mirabello, Sidney Turner
Hearing Site: Boca Raton, FL
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