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FINRA Awards for Mary H. Cory

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0312405/16/2013Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Ben Pivnick, Ben Pivnick as trustee Revocable Living
Respondent Lawyers(s): Ben Pivnick
Arbitrator(s): Mary H. Cory, Marie G. Peterson, Harold S. Stern
Hearing Site: Boca Raton, FL
Expungement
11-0171304/26/2013Claimant(s): Ronald J. DiMaio and Annette F. DiMaio
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Mary H. Cory, Edward R. Niederriter, Gerald M. Siegel
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0264803/13/2013Claimant(s): James Rubinton
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Franklin Neves, John Corris, Lisa Neves
Respondent Lawyers(s): Robert J. Pearl
Arbitrator(s): Mary H. Cory, Kimberly A. Gilmour, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Expungement
10-0323012/29/2011Claimant(s): Barbara Sanborn
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Marilyn G. Moran
Arbitrator(s): Gloria O. North, Mary H. Cory, Judith Ann Ripps
Hearing Site: Boca Raton, FL
09-0505012/20/2010Claimant(s): Jeffrey Penner, Phyllis Penner
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Mark C. Perry, James W. Geiger, Mary H. Cory
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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